Finalis vs Parallel Markets

<p>Finalis is a comprehensive financial services platform designed to support investment bankers, placement agents, and investors by simplifying broker-dealer compliance and deal execution. With automated regulatory oversight and an AI-powered workflow, it enables you to reduce risk, stay compliant with FINRA standards, and accelerate your deal processes. You also gain access to a curated network of proprietary deals, opening more origination opportunities.</p> <p>Finalis benefits your firm by cutting operational complexity and costs while improving collaboration across your network. Its ecosystem connects issuers, investors, and bankers to create more profitable outcomes with real-time visibility and data-driven decisions. Whether you seek to raise capital, manage regulatory burdens, or expand your deal flow, Finalis delivers dedicated support and innovative tools tailored for private capital markets.</p>

<p>Parallel Markets is a compliance software platform designed to automate and streamline onboarding and KYC verification for institutional clients and individuals. It equips your compliance team with tools to collect data and documents efficiently, monitor compliance flags, and ensure ongoing adherence to regulatory obligations. The platform supports both individual and corporate onboarding, featuring beneficial owner mapping and transparent KYB services to accelerate client intake processes.</p> <p>With Parallel Markets, you can also verify investor status through its 506(c) accreditation services, simplifying capital raising and expanding your investor base. The platform offers a reusable universal investor identity called iCapital Investor Passport, saving time and resources across compliance workflows. This solution is ideal for businesses needing to meet evolving AML rules and regulatory requirements efficiently, catering primarily to financial and investment sectors.</p>